End to End AML KYC (Anti-Money Laundering and KYC)
Money Laundering is one of the biggest threats to financial institutions and companies in the world.
Millions of dollars are spent annually by organizations in managing the Money Laundering risks.
KYC specialists are hired on very high packages around the world, to oversee the compliance culture.
The main purpose of this course is teaching end to end KYC process and key topics, which will be used in real time job. here we will teach all the concepts belongs to AML KYC process, including Sanctions, how to perform screening in correct way, politically exposed persons, Suspicious Activity Report, Risk based assessment, Customer due diligence, enhanced customer due diligence and much more, post completion of this course you will gain more knowledge in KYC process and you can able to use same knowledge into your day-to-day work.
In this course we have discussed important concepts in prat of KYC process.
In this course we will be discussing so many definitions in the KYC process and what are the key concepts should know to perform Customer Identification and verification process, what are the public source and how to use them in your KYC review for your clients.
Your learning journey will cover a number of important KYC Concepts, including:
What is KYC?
What is the Risk-based Assessment?
What is Customer Due Diligence (CDD)?
What is Enhanced Due Diligence (EDD) and what are Politically Exposes Persons (PEPs)?
What is Risk based Assessment (RBA)?
How Will You Be Benefitted Through This Course?
This course will help you in your job if you are doing a job in a company or institution, as:
Compliance Analyst,
AML Analyst,
KYC Analyst
CFT Analyst
Customer Identification Program (CIP)
Sanctions
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7
What is End-to-End KYC -
8
Legal Name of the Individual
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9
What is legal name of the entity
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10
Finding Legal name of the entity
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11
What is Legal entity
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12
Legal Entity Identifier or LEI
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13
Finding LEI codes online
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14
What are L-E-I Codes in Banking
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15
What is Trade Name
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16
Trade name search
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17
What is legal address also known as domicile address
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18
Registered Address
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19
Finding Domicile or Registered address
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20
Principal Place of Business (Business Address, PPOB)
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21
Date of Incorporation
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22
Finding Incorporation date
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23
Bearer Shares
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24
What is Payable Through Account
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25
Tax Residence
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26
Tax Haven Country
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27
Tax identification Number (TIN)
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28
Finding TIN
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29
What is Shell Company or Corporation
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30
Finding Shell Company
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31
Front Company
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32
Ownership Structure
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33
Understanding the Control and Ownership Structure
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34
Finding Ownership Structure
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35
What is a Company Registration Number (CRN)
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36
Finding CRN
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37
Beneficial Ownership
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38
What is an Ultimate Beneficial Owner
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39
Offshore Banking Account or Offshore banking license
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40
Offshore Banking Unit (OBU)
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41
Public Traded Company
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42
Finding Public Traded company
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43
Financials
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44
Finding Financials
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45
Financial Regulation
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46
Financial Industries or Institutions
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47
Source of Wealth
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48
Source of Funds
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49
Importance of Source of Funds and Source of Wealth
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50
What is the Gatekeeper Initiative in KYC
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51
Money Services Business also known as MSB
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52
NAICS & SIC Codes
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53
Finding NAICS & SIC Code
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54
What is SSN
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55
What are the Types of Business Ownership
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56
What is W-8 Form
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57
What is W-9 Form
Politically Exposed Person (PEP)
Risk Based Assessment (RBA)
Suspicious Activity Report (SAR)
Customer Due Diligence (CDD)
Enhanced Due Diligence (EDD)
Transaction Monitoring
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